Darnel D'VOn James

Employer firm

Principal Advised Services CRD 297324

$1.42B regulatory AUM 16,537 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 11/2016
  Wells Fargo Advisors, Llc
  Charlotte, NC
• 11/2016 → 02/2017
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 02/2017 → 10/2017
  Pnc Investments
  Charlotte, NC
• 10/2017 → 12/2018
  Pnc Investments
  Charlotte, NC
• 08/2019 → 07/2022
  Voya Investment Management
  Altanta, GA
• 08/2019 → 07/2022
  Voya Investments Distributor, Llc
  Windsor, CT
• 08/2019 → 07/2022
  Voya Investment Management Co. Llc
  New York, NY
• 01/2018 → 08/2019
  James Tax And Financial Services
  Charlotte, NC
• 08/2022 → 10/2022
  Empower Financial Services, Inc
  Greenwood Village, CO
• 08/2022 → 10/2022
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 11/2022 → 03/2023
  International Services Inc.
  Chicago, IL
• 04/2023 → 06/2023
  Belay Solutions
  Atlanta, GA
• 04/2023 → 09/2023
  Amerisource Bergen
  Buford, GA
• 07/2023 → 08/2023
  Centech Global Solutions
  Reston, VA
• 09/2023 → 11/2023
  Hayes Chrysler Plymouth Inc
  Lawrenceville, GA
• 01/2024 → 04/2024
  Bos Staffing
  Duluth, GA
• 12/2023 → 12/2023
  Unemployed
  Snellville, GA
• 05/2024 → 10/2024
  Unemployed
  Snellville, GA
• 10/2024 → Present
  Principal Securities, Inc.
  Des Moines, IA
• 10/2024 → Present
  Principal Life Insurance Company
  Des Moines, IA
• 10/2024 → Present
  Principal Advised Services
  Snellville, GA

Previous Registrations

• 2022-08-24 → 2022-11-08
  Empower Advisory Group, Llc
  Dacula, GA
  Greenwood Village, CO
• 2019-08-13 → 2022-08-04
  Voya Investment Management Co. Llc
  Atlanta, GA
  New York, NY
• 2017-03-16 → 2018-12-20
  Pnc Wealth Management Llc
  Charlotte, NC
• 2014-07-14 → 2017-02-27
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  St. Louis, MO
  Charlotte, NC

Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/30/2024 ADDRESS: 4255 Smokecreek Parkway, Lot A90, Snelville GA 30039, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: Financial Consultant II NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/30/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.

Exams

• S66 Uniform Combined State Law Examination
  2014-08-02
• S63 Uniform Securities Agent State Law Examination
  2006-11-20

Other Names

• Darnel James
• Darnel James
• Darnel D'VOn James