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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-18 |
Branch Locations
16400 Dallas Parkway Suite 310, Dallas, TX 75248 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Plano | TX | 11/2005 | 09/2024 |
| Kestra Investment Services Llc | Dallas | TX | 09/2024 | Present |
| Kestra Advisory Services Llc | Dallas | TX | 09/2024 | Present |
Business Name: KESTRA ADVISORY SERVICES POSI: IAR NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/16/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR Business Name: CD WEALTH MANAGEMENT POSITION: Senior Registered Client Service Specialist NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 09/16/2024 ADDRESS: 16400 Dallas Parkway, Suite 310, Dallas TX 75248 DESCRIPTION: Submitting trades, ensuring client paperwork is correct, etc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-17 |
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