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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-07-07
NY RA APPROVED 2023-05-17
TX RA APPROVED_RES 2008-07-02
CT RA APPROVED 2000-04-06
  • MN RA
    APPROVED
    Since 2026-07-07
  • NY RA
    APPROVED
    Since 2023-05-17
  • TX RA
    APPROVED_RES
    Since 2008-07-02
  • CT RA
    APPROVED
    Since 2000-04-06

Branch Locations

301 Tresser Blvd, Stamford, CT 06901 • United States

Rye Brook, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Stamford CT 01/2000 Present
Bank Of America, N.A. Stamford CT 06/2011 Present
  • 01/2000 → Present
    Merrill Lynch
    Stamford, CT
  • 06/2011 → Present
    Bank Of America, N.A.
    Stamford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-03
  • S66 Uniform Combined State Law Examination
    2000-04-03
Other Names
  • Cathy Tanzilli

View on SEC IAPD

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