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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-07 |
| TX | RA | APPROVED | 2026-05-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Hampton Bays | NY | 09/2013 | 09/2016 |
| Rbc Capital Markets, Llc | Hampton Bays | NY | 09/2015 | 05/2026 |
| City National Bank | Hampton Bays | NY | 08/2018 | 01/2025 |
| Ubs Financial Services Inc. | Southampton | NY | 05/2026 | Present |
(1) NAME OF ENTITY: Our Lady of the Hamptons Regional Catholic School ADDRESS: Southampton, NY INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Catholic School k-8 CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 01/01/2024 DUTIES: I am a member of an advisory council that meets one night per month to discuss the affairs of the school, ie enrollment, faculty and student issues, ideas for events and fundraising, HOURS DEVOTED PER MONTH: 2 hours per month 7-9PM HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-14 |
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