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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-02-09 |
| FL | RA | APPROVED | 2017-02-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Marco Island | FL | 09/2007 | 02/2017 |
| Ameriprise Financial Services Inc | Marco Island | FL | 02/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Marco Island | FL | 03/2020 | Present |
Board of Directors; Caxambas Miracles Forum; Secretary; 551 Conover Ct, , Marco Island, FL, 34145; Not Investment-Related; 12/12/2023; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-24 |
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