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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-07-07
TX RA APPROVED_RES 2008-07-02
CT RA APPROVED 2000-04-06
  • MN RA
    APPROVED
    Since 2026-07-07
  • TX RA
    APPROVED_RES
    Since 2008-07-02
  • CT RA
    APPROVED
    Since 2000-04-06

Branch Locations

301 Tresser Blvd, Stamford, CT 06901 • United States

Wilton, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 01/2000 Present
Bank Of America, N.A. Stamford CT 05/2011 Present
Other Businesses

I*68884FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: SARAH LAWRENCE COLLEGEINVESTMENT RELATED: NADDRESS OF BUSINESS:BRONXVILLE, NEW YORK 10708NATURE OF BUSINESS: OTHER,COLLEGEPOSITION, TITLE, ASSOCIATION: OTHER, SEE ABOVESTART DATE OF RELATIONSHIP: 2/17/2015NUMBER OF HOURS DEVOTED: 4 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 4DUTIES: I'M TEACHING A TWO-CLASS WORKSHOP ON "READING YOUR WORK TO AN AUDIENCE." THIS IS FOR THE MFA GRADUATE STUDENT WRITERS TO TEACH THEM TO BE BETTER READERS/PRESENTERS OF THEIR STORIES.I*79363FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: JULIA STRAYER -- WRITERINVESTMENT RELATED: NADDRESS OF BUSINESS:WILTON, CONNECTICUT 6897NATURE OF BUSINESS: OTHER,SELF EMPLOYEDPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12/17/2014NUMBER OF HOURS DEVOTED: 500 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I WRITE SHORT STORIES -- LITERARY FICTION THAT IS NOT INVESTMENT RELATED AND IS READ BY OMT. I SUBMIT STORIES TO LITERARY JOURNALS FOR POSSIBLE PUBLICATION. I*335850 Entity Type: Entity Charitable Name of OBA: New York University Address: New York, New York, 10012 Investment Related: No Position, Title, Association: Other Employee Start Date: 09/02/2026 Number of Hours: 3, Weekly Number of Hours during trading: 0, Weekly Duties: Education Creative Writing and Literature Instructor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-03
  • S66 Uniform Combined State Law Examination
    2000-04-03

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