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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-07-07 |
| TX | RA | APPROVED_RES | 2008-07-02 |
| CT | RA | APPROVED | 2000-04-06 |
Branch Locations
301 Tresser Blvd, Stamford, CT 06901 • United States
Wilton, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 01/2000 | Present |
| Bank Of America, N.A. | Stamford | CT | 05/2011 | Present |
I*68884FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: SARAH LAWRENCE COLLEGEINVESTMENT RELATED: NADDRESS OF BUSINESS:BRONXVILLE, NEW YORK 10708NATURE OF BUSINESS: OTHER,COLLEGEPOSITION, TITLE, ASSOCIATION: OTHER, SEE ABOVESTART DATE OF RELATIONSHIP: 2/17/2015NUMBER OF HOURS DEVOTED: 4 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 4DUTIES: I'M TEACHING A TWO-CLASS WORKSHOP ON "READING YOUR WORK TO AN AUDIENCE." THIS IS FOR THE MFA GRADUATE STUDENT WRITERS TO TEACH THEM TO BE BETTER READERS/PRESENTERS OF THEIR STORIES.I*79363FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: JULIA STRAYER -- WRITERINVESTMENT RELATED: NADDRESS OF BUSINESS:WILTON, CONNECTICUT 6897NATURE OF BUSINESS: OTHER,SELF EMPLOYEDPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12/17/2014NUMBER OF HOURS DEVOTED: 500 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I WRITE SHORT STORIES -- LITERARY FICTION THAT IS NOT INVESTMENT RELATED AND IS READ BY OMT. I SUBMIT STORIES TO LITERARY JOURNALS FOR POSSIBLE PUBLICATION. I*335850 Entity Type: Entity Charitable Name of OBA: New York University Address: New York, New York, 10012 Investment Related: No Position, Title, Association: Other Employee Start Date: 09/02/2026 Number of Hours: 3, Weekly Number of Hours during trading: 0, Weekly Duties: Education Creative Writing and Literature Instructor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-04-03 |
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