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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-25 |
| MD | RA | APPROVED | 2015-09-22 |
| PA | RA | APPROVED | 2013-01-30 |
| IL | RA | APPROVED | 2011-08-24 |
| TX | RA | APPROVED | 2009-09-22 |
| NJ | RA | APPROVED | 2009-09-11 |
Branch Locations
Boca Raton, FL • United States
1 Town Center Rd, Boca Raton, FL 33486 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Philadelphia | PA | 12/2011 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Philadelphia | PA | 06/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-10 |
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