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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-25
MD RA APPROVED 2015-09-22
PA RA APPROVED 2013-01-30
IL RA APPROVED 2011-08-24
TX RA APPROVED 2009-09-22
NJ RA APPROVED 2009-09-11
  • FL RA
    APPROVED
    Since 2026-06-25
  • MD RA
    APPROVED
    Since 2015-09-22
  • PA RA
    APPROVED
    Since 2013-01-30
  • IL RA
    APPROVED
    Since 2011-08-24
  • TX RA
    APPROVED
    Since 2009-09-22
  • NJ RA
    APPROVED
    Since 2009-09-11

Branch Locations

Boca Raton, FL • United States

1 Town Center Rd, Boca Raton, FL 33486 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Philadelphia PA 12/2011 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 06/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-10
  • S66 Uniform Combined State Law Examination
    2009-09-10
Other Names
  • Matthew Seth Barr
  • Matt S Barr

View on SEC IAPD

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