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Craig A. Jefferis

J.P. Morgan Securities LLC

Sunbury, OH

Westerville, OH

CRD 5224314

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-11-27
TX RA APPROVED 2020-11-27
  • OH RA
    APPROVED
    Since 2020-11-27
  • TX RA
    APPROVED
    Since 2020-11-27

Branch Locations

Sunbury, OH • United States

370 S Cleveland Ave, Westerville, OH 43081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Investment Services, Inc Tampa FL 09/2006 06/2019
Morgan Stanley Columbus OH 02/2020 11/2020
Jpmorgan Chase Bank, N.A. Westerville OH 11/2020 Present
J.P Morgan Securities Llc Westerville OH 11/2020 Present
T. Rowe Price Advisory Services, Inc Tampa FL 09/2006 06/2019
Unemployed Tampa FL 07/2019 02/2020
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-21
  • S66 Uniform Combined State Law Examination
    2006-11-21
Other Names
  • Craig Alan Jefferis
  • Craig A Jefferis

View on SEC IAPD

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