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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2017-05-17 |
| TX | RA | APPROVED | 2009-08-12 |
| UT | RA | APPROVED | 2007-11-21 |
Branch Locations
150 W Combs Rd, Queen Creek, AZ 85140 • United States
302 E Mcdowell Rd, Phoenix, AZ 85004 • United States
220 E Old West Hwy, Apache Junction, AZ 85119 • United States
10810 North Tatum Blvd, #114, Phoenix, AZ 85028 • United States
4325 E. Southern Ave, Mesa, AZ 85206 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Mesa | AZ | 09/2007 | Present |
1. 3/28/2018 - Mountain America Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 08/14/2006 - 5 Hours Per Month During Securities Trading - Fixed Annuities. 2. 11/1/2019 - Mountain America Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/30/2019 - 40 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-20 |
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