Lisa Marie Nelson

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Des Moines, IA
• 11/2016 → 06/2023
  Wells Fargo Clearing Services, Llc
  Des Moines, IA
• 06/2023 → Present
  Wells Fargo Advisors Financial Network, Llc
  West Des Moines, IA

Previous Registrations

• 2011-01-03 → 2023-06-15
  Wells Fargo Clearing Services, Llc
  West Des Moines, IA
  Clive, IA
• 2010-12-03 → 2011-01-03
  Wells Fargo Investments, Llc
  Des Moines, IA
• 2009-02-19 → 2010-11-30
  Commerce Wealth Advisers, Llc
  Johnston, IA
• 2007-07-02 → 2009-02-20
  Dewaay Capital Management
  West Des Moines, IA

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-06-20
• S63 Uniform Securities Agent State Law Examination
  2006-12-29

Other Names

• Lisa Marie Kehoe