Justin Timothy Bennett

First Trust Advisors LP

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Current Employers

First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2023-02-27
IL	RA	APPROVED	2021-12-17

TN RA
APPROVED

Since 2023-02-27
IL RA
APPROVED

Since 2021-12-17

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

5000 Meridian Blvd Suite 500, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Excelsis Research Llc	Orlando	FL	12/2015	12/2021
First Trust Portfolios L.P.	Wheaton	IL	12/2021	Present
First Trust Advisors L.P.	Wheaton	IL	12/2021	Present

12/2015 → 12/2021

Excelsis Research Llc

Orlando, FL
12/2021 → Present

First Trust Portfolios L.P.

Wheaton, IL
12/2021 → Present

First Trust Advisors L.P.

Wheaton, IL

Previous Registrations

2018-04-19 → 2020-12-31

Excelsis Research Llc

Tampa, FL
2013-07-17 → 2015-01-28

Wells Fargo Advisors Financial Network, Llc

Tampa, FL
2011-01-21 → 2013-07-09

Morgan Stanley

Orlando, FL
2008-06-19 → 2009-07-15

Morgan Stanley & Co. Llc

New York, NY

Purchase, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-12-01
S65	Uniform Investment Adviser Law Examination	2018-04-06

S66 Uniform Combined State Law Examination

2021-12-01
S65 Uniform Investment Adviser Law Examination

2018-04-06

Other Names

Justin Timothy Underwood

View on SEC IAPD

Other Firms

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BROOKSTONE CAPITAL MANAGEMENT LLC

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CETERA INVESTMENT ADVISERS LLC

MONETTA FINANCIAL SERVICES INC

Other Investors

CORY JOHN GREBE

ALLAN CURTIS PARLIER

JASON MICHAEL CRUMP

DAVID KEVIN SEITZER

NORMAN CHARLES GARNER

RANDY LEON FLOYD

Julie Marie Cunningham

Nicole Lea Ayers

Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL

BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL

BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL

BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL

BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL

BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

More in Wheaton, IL

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