Best Investors Account Sign in
Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-10-18
  • IN RA
    APPROVED
    Since 2024-10-18

Branch Locations

8711 River Crossing Blvd, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Columbus OH 05/2010 04/2023
Huntington National Bank Indianapolis IN 04/2010 04/2023
The Huntington Investment Company Columbus OH 04/2023 08/2024
Huntington National Bank Indianapolis IN 04/2023 08/2024
Cetera Investment Services Llc St Cloud MN 08/2024 Present
First Merchants Investments Indianapolis IN 08/2024 Present
Cetera Investment Advisers Llc Indianapolis IN 08/2024 Present
Previous Registrations
  • 2010-05-19 → 2024-08-15
    Cincinnati, OH
    Cincinnati, OH
    Indianapolis, IN
  • 2009-11-13 → 2010-04-06
    Indianapolis, IN
    Camby, IN
    Brownsburg, IN
    Indianapolis, IN
    Indianapolis, IN
    Danville, IN
    Clermont, IN
    Avon, IN
    Avon, IN
    Plainfield, IN
    Clayton, IN
  • 2006-02-02 → 2009-11-13
    Natcity Investments, Inc.
    Indianapolis, IN
    Fishers, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Mccordsville, IN
    Indianapolis, IN
    Louisville, KY
Other Businesses

1. REGIONAL SALES MANAGER FOR FIRST MERCHANTS PRIVATE WEALTH ADVISORS; LEAD TEAM OF WEALTH MANAGEMENT TRUST OFFICERS AND WEALTH ADVISORS; RESPONSIBLE FOR SALES PRODUCTION AND MANAGEMENT OF TEAM; 2. FINANCE COMMITTEE MEMBER FOR BALL STATE UNIVERSITY ALUMNI COUNCIL; REPORTS THE FINANCIALS AND GENERAL FINANCIAL OVERSIGHT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-20
S63 Uniform Securities Agent State Law Examination 2000-05-15
  • S65 Uniform Investment Adviser Law Examination
    2006-01-20
  • S63 Uniform Securities Agent State Law Examination
    2000-05-15
Other Names
  • Douglas Swain Mittenberger

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Indianapolis, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor