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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-10-18 |
Branch Locations
8711 River Crossing Blvd, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Huntington Investment Company | Columbus | OH | 05/2010 | 04/2023 |
| Huntington National Bank | Indianapolis | IN | 04/2010 | 04/2023 |
| The Huntington Investment Company | Columbus | OH | 04/2023 | 08/2024 |
| Huntington National Bank | Indianapolis | IN | 04/2023 | 08/2024 |
| Cetera Investment Services Llc | St Cloud | MN | 08/2024 | Present |
| First Merchants Investments | Indianapolis | IN | 08/2024 | Present |
| Cetera Investment Advisers Llc | Indianapolis | IN | 08/2024 | Present |
1. REGIONAL SALES MANAGER FOR FIRST MERCHANTS PRIVATE WEALTH ADVISORS; LEAD TEAM OF WEALTH MANAGEMENT TRUST OFFICERS AND WEALTH ADVISORS; RESPONSIBLE FOR SALES PRODUCTION AND MANAGEMENT OF TEAM; 2. FINANCE COMMITTEE MEMBER FOR BALL STATE UNIVERSITY ALUMNI COUNCIL; REPORTS THE FINANCIALS AND GENERAL FINANCIAL OVERSIGHT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-15 |
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