Seth Jacob Kimmel

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 08/2024
  Lpl Financial Llc
  Huntington, IN
• 06/2015 → 08/2024
  Private Advisor Group, Llc
  Huntington, IN
• 08/2024 → Present
  Osaic Wealth Inc
  Huntington, IN

Previous Registrations

• 2015-06-01 → 2024-08-05
  Private Advisor Group, Llc
  Huntington, IN
  Morristown, NJ
  Huntington, IN
• 2018-10-11 → 2020-10-08
  Lpl Financial Llc
  Huntington, IN
  San Diego, CA
  Huntington, IN
• 2007-01-04 → 2015-06-12
  Oneamerica Securities, Inc.
  Huntington, IN
  Warsaw, IN
  Carmel, IN

Other Businesses

1. 6/1/2015 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Started 1/1/2007 - Time Spent 5% - LIFE (WHOLE, TERM), LTC, FIXED ANNUITIES. 2. 6/1/2015 - KIMMEL FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 6/1/2015 - Time Spent - 100%. 3. 8/12/2015 - PRIVATE ADVISOR GROUP, LLC - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR - Started 6/1/2015 - Time Spent 100% - IAR. 4. 12/8/2016 - Private Advisor Group - DBA: (Hybrid) Kimmel Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 06/01/2015 - 140 Hours Per Month/110 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 12/08/16. I expect to spend approximately 140 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 11/15/2018 - No Business Name - At Reported Business Location(s) - Not Investment Related - Other - Notary Public - Start Date: 12/18/2015 - 0 hours per month / 0 hours during trading. 6. KIMMEL FINANCIAL SERVICES POSITION: n/a NATURE: Notary Public INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2015 ADDRESS: 1863 E 900 N, Huntington IN 46750, United States DESCRIPTION: Notarizing documents for individuals that need that service 7. KIMMEL FINANCIAL SERVICES POSITION: Financial Advisor/Owner NATURE: fixed insurance and fixed annuity sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2015 ADDRESS: 1863 E 900 N, Huntington IN 46750, United States DESCRIPTION: brokerage of fixed insurance and annuity products 8. N/A POSITION: Power of Attorney NATURE: Power of attorney for wife (not currently serving as, but listed as) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2015 ADDRESS: 1863 E 900 N, Huntington IN 46750, United States DESCRIPTION: full disclosure of POA in wife's last will and testament. She currently has full mental capacity and I perform no duties. However, if that would ever change, I have been named. 9. N/A POSITION: notary public NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/23/2024 ADDRESS: 1863 E 900 N, Huntington IN 46750, United States DESCRIPTION: Notarization of documents

Exams

• S66 Uniform Combined State Law Examination
  2006-11-07