James Ryan Watkins

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-07-08
FL	RA	APPROVED	2026-05-13

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Tiaa-Cref Ind.& Institutional Services, Llc	Charlotte	NC	07/2016	06/2020
Tiaa	Charlotte	NC	07/2016	06/2020
Wells Fargo Clearing Services, Llc	Rock Hill	SC	06/2020	11/2021
Wells Fargo Bank, Na	Rock Hill	SC	06/2020	11/2021
The Vanguard Group, Inc.	Charlotte	NC	11/2021	04/2026
Vanguard Marketing Corporation	Charlotte	NC	11/2021	04/2026
Vanguard Advisers, Inc.	Charlotte	FL	11/2021	04/2026
Charles Schwab & Co., Inc.	Wesley Chapel	FL	04/2026	Present
Schwab Wealth Advisory, Inc.	Wesley Chapel	FL	04/2026	Present

2022-02-02 → 2026-05-07

Vanguard Advisers, Inc.

Charlotte, NC

Charlotte, NC
2020-07-06 → 2021-11-24

Wells Fargo Clearing Services, Llc

Rock Hill, SC

Charlotte, NC
2016-08-01 → 2020-06-15

Tiaa-Cref Individual & Institutional Services, Llc

Charlotte, NC
2016-06-02 → 2016-07-28

Vanguard Advisers, Inc.

Charlotte, NC
2011-12-14 → 2013-10-04

Ubs Financial Services Inc.

Charlotte, NC
2010-03-12 → 2011-12-06

Lpl Financial Llc

Charlotte, NC
2009-11-18 → 2010-01-08

Raymond James Financial Services Advisors, Inc

Huntersville, NC

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-11-12
S63	Uniform Securities Agent State Law Examination	2007-06-09