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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2013-12-11
  • MA RA
    APPROVED
    Since 2013-12-11

Branch Locations

Salem, MA • United States

Salem, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 12/2013 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2013 Present
Other Businesses

1.FAP FINANCIAL GROUP, 76 LAFAYETTE ST, STE 204B, SALEM, MA, 3/2007 AS CEO/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/WK - 4/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3.FAP FINANCIAL, LLC., 10 Federal Street, Suite 410, Salem MA 01970, United States, 10/27/2025, Owner, DBA Name, NIR, 5 HR/MO 5 HR/MO TRADING 4. NEWEALTH, LLC., 10 Federal Street, Suite 410, Salem MA 01970-3860, United States, 12/31/2025, President, DBA Name, NIR, 150 HR/MO - 150 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-14
  • S66 Uniform Combined State Law Examination
    2007-05-14
Other Names
  • Christian Bleidt

View on SEC IAPD

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