Seth Benjamin Schoen

Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 10/2016
  Unemployed
  Oakdale, NY
• 10/2016 → 05/2021
  Oppenheimer & Co. Inc.
  Jericho, NY
• 06/2021 → 08/2021
  Asgard Regulatory Group
  New York, NY
• 11/2021 → 06/2023
  Oppenheimer & Co. Inc.
  New York, NY
• 06/2023 → 08/2025
  Cadaret Grant & Co., Inc.
  Syracuse, NY
• 08/2025 → Present
  Pnc Wealth Management
  Oakdale, NY
• 08/2021 → 11/2021
  Unemployed
  Oakdale, NY

Previous Registrations

• 2023-06-05 → 2025-08-01
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
  Syracuse, NY
• 2023-06-07 → 2025-08-01
  Next Financial Group, Inc.
  Houston, TX
  Syracuse, NY
  Houston, TX
  Houston, TX
• 2021-11-15 → 2023-06-02
  Oppenheimer & Co. Inc.
  New York, NY
  Hauppauge, NY
• 2016-10-19 → 2021-06-04
  Oppenheimer & Co. Inc.
  Jericho, NY
  New York, NY
• 2010-08-17 → 2016-05-02
  Park Avenue Securities Llc
  Woodbury, NY
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-11-14
• S63 Uniform Securities Agent State Law Examination
  2000-04-28

Other Names

• Schoen
• Seth Benjamin Schoen
• Seth Benjamin Schoen
• Seth Schoen