Kimberly Dawn Pruitt

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 03/2017
  Nfp Advisor Services, Llc.
  Austin, TX
• 07/2015 → 07/2022
  Nfp Retirement
  Aliso Viejo, CA
• 07/2022 → Present
  Raymond James & Associates, Inc.
  Fort Worth, TX

Previous Registrations

• 2015-07-23 → 2022-07-29
  Wealthspire Retirement Advisory
  Aliso Viejo, CA
• 2014-06-27 → 2015-09-01
  Kestra Investment Services, Llc
  Fort Worth, TX
  Fort Worth, TX
  Amarillo, TX
  Aliso Viejo, CA
• 2011-07-20 → 2014-06-24
  Financial Telesis Inc
  San Rafael, CA
  Fort Worth, TX

Other Businesses

(1)Name of Business: KD Luxe Ventures, LLC Address: 302 Tamiami Trl, Haslet, TX, 76052, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own and hire manager to run the day to day operations

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-12-07
• S65 Uniform Investment Adviser Law Examination
  2011-06-29

Other Names

• Kimberly Dawn Bedgood
• Kimberly Pruitt