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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2012-01-17
TX RA APPROVED_RES 2012-01-10
  • CO RA
    APPROVED
    Since 2012-01-17
  • TX RA
    APPROVED_RES
    Since 2012-01-10

Branch Locations

Colorado Springs, CO • United States

90 S Cascade Ave, Colorado Springs, CO 80903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Colorado Springs CO 01/2012 Present
Bank Of America, N.A. Colorado Springs CO 02/2012 Present
  • 01/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Colorado Springs, CO
  • 02/2012 → Present
    Bank Of America, N.A.
    Colorado Springs, CO
Previous Registrations
  • 2006-12-15 → 2012-01-09
    St Louis, MO
    Colorado Springs, CO
    Colorado Springs, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-17
  • S66 Uniform Combined State Law Examination
    2006-11-17
Other Names
  • Christopher Poulos
  • Chris Poulos

View on SEC IAPD

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