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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-02
  • MN RA
    APPROVED
    Since 2014-01-02

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

775 Prairie Center Dr Suite 380, Eden Prairie, MN 55344 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Enhancement Group, Llc Eden Prairie MN 01/2007 Present
Lpl Financial Chaska MN 06/2007 06/2025
Wealth Enhancement Advisory Services, Llc Chaska MN 07/2010 Present
Wealth Enhancement Brokerage Services Plymouth MN 05/2012 Present
  • 01/2007 → Present
    Wealth Enhancement Group, Llc
    Eden Prairie, MN
  • 06/2007 → 06/2025
    Lpl Financial
    Chaska, MN
  • 07/2010 → Present
    Chaska, MN
  • 05/2012 → Present
    Wealth Enhancement Brokerage Services
    Plymouth, MN
Other Businesses

(1) 7/26/2010: DBA ONLY - WEALTH ENHANCEMENT GROUP, LLC. (2) 7/27/2010: REGISTERED INVESTMENT ADVISOR - WEALTH ENHANCEMENT ADVISORY SERVICES, LLC. (3) 11/21/2013: OTHER-NOTARY PUBLIC - NOTARY PUBLIC STATE OF MN - WITNESS THE SIGNING OF DOCUMENTS AND VERIFYING THEIR AUTHENTICITY. - TIME SPENT 1% - CHASKA, MN.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-22
  • S66 Uniform Combined State Law Examination
    2012-03-22
Other Names
  • Nicole Marie Buesgens
  • Nicole Marie Buesgens

View on SEC IAPD

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