Nicholas Ryan Deneault

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 07/2021
  Waddell & Reed, Inc.
  Charlotte, NC
• 08/2010 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Charlotte, NC
• 08/2011 → 10/2016
  Unifour Success Network
  Hickory, NC
• 08/2015 → 10/2019
  Mint Hill Breakfast Champions
  Mint Hill, NC
• 02/2019 → 07/2021
  Deneault & Greyard Llc
  Charlotte, NC
• 07/2019 → 07/2021
  Nicholas Deneault, Llc
  Charlotte, NC
• 11/2019 → 07/2021
  Nicholas And Siu Deneault Rental Property
  Charlotte, NC
• 03/2021 → 07/2021
  Nd Tax Prep
  Charlotte, NC
• 07/2021 → Present
  Lpl Financial Llc
  Charlotte, NC

Previous Registrations

• 2010-08-19 → 2021-07-21
  Waddell & Reed
  Charlotte, NC
  Charleroi, PA
  Hickory, NC
  Charlotte, NC
  Hickory, NC
• 2006-12-07 → 2010-08-10
  Edward Jones
  St Louis, MO
  Hickory, NC

Other Businesses

1. 12/27/2021 - ND Tax Prep - Investment Related - Home Based - Tax Prep/Accounting/CPA - Started 01/01/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Prepare tax returns. 2. 10/24/2022 - Associates of Clifton Park - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 06/03/2019 - 5 Hours Per Month/5 During Securities Trading. 3. 11/08/2024 - SLD Props, LLC - Real Estate Rental - Owner - Investment Related - Gastonia, NC - Start Date 10/01/2018 - 5 Hours Per Month/ 0 Hours During Trading 4. 03/17/2025 - Deneault & Greyard LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date : 02/13/2019 - 2 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2006-11-16

Designations

• Certified Financial Planner

Other Names

• Nicholas Ryan Deneault
• Nicholas Deneault
• Nick Deneault