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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • MA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

222 Rosewood Dr, Danvers, MA 01923 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Andover MA 05/2014 03/2022
Raymond James Financial Services Advisors Inc. Andover MA 07/2014 03/2022
Steward Partners Global Advisory, Llc Andover MA 04/2015 03/2022
Non-Variable Insurance Andover MA 04/2015 03/2022
Steward Partners Investment Advisory, Llc Andover MA 01/2016 03/2022
Cetera Wealth Services, Llc El Segundo CA 09/2022 Present
Tower Group Wealth Advisory Danvers MA 09/2022 Present
Unemployed Danvers MA 03/2022 09/2022
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Crossings At Sleepy Hollow Cooperative, Inc Danvers MA 03/2026 Present
  • 05/2014 → 03/2022
    Raymond James Financial Services
    Andover, MA
  • 07/2014 → 03/2022
    Andover, MA
  • 04/2015 → 03/2022
    Steward Partners Global Advisory, Llc
    Andover, MA
  • 04/2015 → 03/2022
    Non-Variable Insurance
    Andover, MA
  • 01/2016 → 03/2022
    Andover, MA
  • 09/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2022 → Present
    Tower Group Wealth Advisory
    Danvers, MA
  • 03/2022 → 09/2022
    Unemployed
    Danvers, MA
  • 06/2023 → Present
    Schaumburg, IL
  • 03/2026 → Present
    Crossings At Sleepy Hollow Cooperative, Inc
    Danvers, MA
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2006 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: TOWER GROUP WEALTH ADVISORY INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2022 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND OFFICE MANAGEMENT 3. NAME OF OTHER BUSINESS: LYNDA J TALBOT MEMORIAL FUND INVESTMENT RELATED: NO ADDRESS: 39 PCKERING ST DANVERS MA NATURE OF BUSINESS: NON PROFIT START DATE: 10/2009 POSITION/TITLE/RELATIONSHIP: PROMOTE / ORGANIZE APX NUMBER OF HOURS PER WEEK: NONE APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: PROMOTE AND ORGANIZE 5K ROAD RACE IN MEMORY OF MOTHER; 4. NAME OF OTHER BUSINESS: PILLSBURY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 120 ASH ST, DANVERS, MA 01923; NATURE OF BUSINESS: BOARD; START DATE: 3/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS, REVIEW AND VOTE ON WHO RECEIVES DISTRIBUTIONS FROM THE FOUNDATION; 5. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CONDO RENTAL; START DATE: 9/2024; POSITION/TITLE/RELATIONSHIP: CONDO OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LIST ARUBA CONDO FOR RENT THROUGH VRBO & WORK WITH MANAGEMENT COMPANY TO MAINTAIN AND RENT PROPERTY; 6. NAME OF OTHER BUSINESS: CROSSINGS AT SLEEPY HOLLOW COOPERATIVE, INC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: MOBILE HOME PARK; START DATE: 3/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: NO DUTIES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-17
  • S66 Uniform Combined State Law Examination
    2007-01-17
Designations

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