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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Andover | MA | 05/2014 | 03/2022 |
| Raymond James Financial Services Advisors Inc. | Andover | MA | 07/2014 | 03/2022 |
| Steward Partners Global Advisory, Llc | Andover | MA | 04/2015 | 03/2022 |
| Non-Variable Insurance | Andover | MA | 04/2015 | 03/2022 |
| Steward Partners Investment Advisory, Llc | Andover | MA | 01/2016 | 03/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2022 | Present |
| Tower Group Wealth Advisory | Danvers | MA | 09/2022 | Present |
| Unemployed | Danvers | MA | 03/2022 | 09/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Crossings At Sleepy Hollow Cooperative, Inc | Danvers | MA | 03/2026 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2006 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: TOWER GROUP WEALTH ADVISORY INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2022 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND OFFICE MANAGEMENT 3. NAME OF OTHER BUSINESS: LYNDA J TALBOT MEMORIAL FUND INVESTMENT RELATED: NO ADDRESS: 39 PCKERING ST DANVERS MA NATURE OF BUSINESS: NON PROFIT START DATE: 10/2009 POSITION/TITLE/RELATIONSHIP: PROMOTE / ORGANIZE APX NUMBER OF HOURS PER WEEK: NONE APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: PROMOTE AND ORGANIZE 5K ROAD RACE IN MEMORY OF MOTHER; 4. NAME OF OTHER BUSINESS: PILLSBURY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 120 ASH ST, DANVERS, MA 01923; NATURE OF BUSINESS: BOARD; START DATE: 3/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS, REVIEW AND VOTE ON WHO RECEIVES DISTRIBUTIONS FROM THE FOUNDATION; 5. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CONDO RENTAL; START DATE: 9/2024; POSITION/TITLE/RELATIONSHIP: CONDO OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LIST ARUBA CONDO FOR RENT THROUGH VRBO & WORK WITH MANAGEMENT COMPANY TO MAINTAIN AND RENT PROPERTY; 6. NAME OF OTHER BUSINESS: CROSSINGS AT SLEEPY HOLLOW COOPERATIVE, INC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: MOBILE HOME PARK; START DATE: 3/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: NO DUTIES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-17 |
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