Best Investors Account Sign in

Patricia Rosson

Morgan Stanley

Hot Springs, AR

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2021-12-24
TX RA APPROVED 2021-12-24
  • AR RA
    APPROVED
    Since 2021-12-24
  • TX RA
    APPROVED
    Since 2021-12-24

Branch Locations

4262 Central Avenue Suite A, Hot Springs, AR 71913 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc Hot Springs AR 05/2007 06/2019
Wells Fargo Advisors Financial Network, Llc Hot Springs AR 07/2019 12/2021
Morgan Stanley Hot Springs AR 12/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-07
S63 Uniform Securities Agent State Law Examination 2007-11-13
  • S66 Uniform Combined State Law Examination
    2020-10-07
  • S63 Uniform Securities Agent State Law Examination
    2007-11-13
Other Names
  • Tricia Fagan
  • Patricia A Rosson
  • Tricia Rosson

View on SEC IAPD

Other Firms

STRONGTOWER WEALTH MANAGEMENT, PLC
U.S. BANCORP ADVISORS, LLC
EDWARD JONES
BLACK KNIGHT WEALTH MANAGEMENT, LLC
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
NEW HORIZON ASSET MANAGEMENT

Other Investors

TODD DAVID SADOWSKI
Terry Wayne Bewley
MITZIE A STEVENS
Austin P Sowerbutts
Tony Kent Nation
Raymond Kyle Lovelace
Blake Gregory Barnes
Eric Joshua Porter

Other Offices

STRONGTOWER WEALTH MANAGEMENT, PLC · HOT SPRINGS, AR
U.S. BANCORP ADVISORS, LLC · Hot Springs, AR
EDWARD JONES · HOT SPRINGS, AR
BLACK KNIGHT WEALTH MANAGEMENT, LLC · Hot Springs, AR
EDWARD JONES · HOT SPRINGS, AR
LPL FINANCIAL LLC · HOT SPRINGS, AR
CETERA INVESTMENT ADVISERS LLC · HOT SPRINGS, AR
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · HOT SPRINGS, AR

More in Hot Springs, AR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor