Travis Earl Cook

Current Employers

Employment History

• 01/2015 → Present
  The Cook Group, Llc
  Columbia, MO
• 07/2016 → 03/2023
  Lpl Financial Llc
  Columbia, MO
• 07/2016 → 12/2019
  Good Life Advisors, Llc
  Columbia, MO
• 06/2019 → Present
  Convergence Financial, Llc
  Columbia, MO

Previous Registrations

• 2017-11-21 → 2019-12-31
  Good Life Advisors, Llc
  Columbia, MO
  Celebration, FL
• 2007-01-19 → 2016-08-09
  Waddell & Reed
  Columbia, MO
  Mechanicsburg, PA
  Camp Hill, PA
  York, PA
  Mechanicsburg, PA
  York, PA
  Springfield, MO
  Springfield, MO
  Columbia, MO

Other Businesses

7/25/2016: Convergence Financial LLC - Investment Related - At Reported Business Location(s) - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%; 04/06/2022 - Convergence Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Adviser - Start Date - 07/01/2019 - 10 Hours Per Month/ 10 Hours During Securities Trading - I provide investment advisory services through Convergence Financial, LLC, an independent investment adviser firm. I started this business activity in 4/2022. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. Convergence Wealth d/b/a for Convergence Financial Registered Investment Adviser - Financial Professional. 160 Hours Per Month/0 Hours During Securities Trading - I provide investment advisory services through Convergence Financial, an independent investment advisor firm. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 10/15/2020 - Convergence Companies - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 8/1/2020 - 5 Hours Per Month/5 Hours During Securities. 1/19/2021 - Guy Cook Properties, LLC - Investment Related - Columbia, MO 65203 - Real Estate Rental - Member - Started 07/28/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 05/05/2022 - The Cook Group, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 01/12/2015 - 5 Hours Per Month/0 Hours During Securities Trading - Pass through account for business tax purposes. 05/05/2022 - Convergence Accounting - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Founder - Start Date: 12/11/2019 - 5 Hours Per Month/0 Hours During Securities Trading. 05/05/2022 - Convergence Companies, LLC - Not Investment Related - At Reported Business Location(s) - Other-umbrella company - CEO - Start Date: 11/25/2020 - 10 Hours Per Month/10 Hours During Securities Trading - Responsible for company operations. - Convergence RIA Partners - Provides back-office operational and compliance support to non-affiliated RIAs. - Owner- 0 Hours per month - Guy Cook Properties - Real Estate Property Entity - Partner - 0 Hours per month

Exams

• S66 Uniform Combined State Law Examination
  2007-01-18

Designations

Other Names

• Travis Cook