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Michael T Saunders

Mml Investors Services, LLC

New Castle, DE

Wilmington, DE

North East, MD

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-02-11
DE RA APPROVED 2023-08-02
  • MD RA
    APPROVED
    Since 2025-02-11
  • DE RA
    APPROVED
    Since 2023-08-02

Branch Locations

15 Reads Way Suite 210, New Castle, DE 19720 • United States

Wilmington, DE • United States

111 S Main St, North East, MD 21901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual/Greater Philadelphia New Castle DE 09/2016 Present
Mml Investors Services Llc New Castle DE 12/2016 Present
Wilmington Trust Wilmington DE 03/2015 09/2016
  • 09/2016 → Present
    Massmutual/Greater Philadelphia
    New Castle, DE
  • 12/2016 → Present
    Mml Investors Services Llc
    New Castle, DE
  • 03/2015 → 09/2016
    Wilmington Trust
    Wilmington, DE
Previous Registrations
Other Businesses

(1)NAME:MICHAEL SAUNDERS PAINTING, INV REL:N ADDR:1018 FAUN RD WILMINGTON DE 19803, NATURE:RESIDENTIAL/COMMERCIAL PAINTING SOLE PROPRIETORSHIP, POSITION:OWNER, START: 09/2001, NO HR/MO:10 NO HR/MO DUR TRADING:0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-07
S63 Uniform Securities Agent State Law Examination 2008-11-03
  • S66 Uniform Combined State Law Examination
    2014-05-07
  • S63 Uniform Securities Agent State Law Examination
    2008-11-03

View on SEC IAPD

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CITIZENS SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

MICHAEL LESLIE
Joshua B Misso
Elvis Julian Phillips
William Thomas Williamson
DONALD STEWART RATLEDGE
Michael Profit
MATTHEW MICHAEL STRANIX
Paul MacDonald

Other Offices

VOYA FINANCIAL ADVISORS, INC. · NEW CASTLE, DE
CITIGROUP GLOBAL MARKETS INC. · New Castle, DE
BLUE DIAMOND FINANCIAL GROUP, LLC · NEW CASTLE, DE
PNC WEALTH MANAGEMENT LLC · NEW CASTLE, DE
CITIZENS SECURITIES, INC. · NEW CASTLE, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Newcastle, DE
J.P. MORGAN SECURITIES LLC · Newark, DE
AMERIPRISE FINANCIAL SERVICES, LLC · WILMINGTON, DE

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