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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-07-31
TX RA APPROVED 2024-07-31
  • KY RA
    APPROVED
    Since 2024-07-31
  • TX RA
    APPROVED
    Since 2024-07-31

Branch Locations

1131 Fairview Ave, Bowling Green, KY 42103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jjb Hilliard Wl Lyons Llc Louisville KY 09/2013 07/2024
Robert W. Baird & Co. Incorporated Bowling Green KY 10/2019 07/2024
Stifel, Nicolaus & Company, Incorporated Bowling Green KY 07/2024 Present
Previous Registrations
Other Businesses

1. Victory Hill Church; 9593 Veterans Memorial Hwy Scottsville KY 42164; Religious Organization; Leadership Board; Review and Approve Business Dealing and Budget of the Church; 01/01/2019; 5.00hrs/month; Not during securities trading hours; Not Investment-Related 2. Author of a Book - "Finding Your Financial Advisor"; 385 OJ Edmonds Rd Alvaton KY 42122; This is a book I wrote with an old business partner. The income has been less than $1,000. It is available for sale on amazon; Author; I wrote this book and it is available for purchase online; 07/01/2022; 0 hrs/day; Not during securities trading hours; Investment-Related 3. DJA Holdings, LLC; 5369 Amber Creek Ln. Bowling Green, KY 42101; This is a holding company where myself and my Stifel business partners, Joshua Marson and Andrew Boyles, make private investment; Owner/ Partner; Helping find and fund new private investments; 06/26/2026; 5hrs/mth; Not during securities trading hours; Investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-16
  • S66 Uniform Combined State Law Examination
    2009-01-16
Designations
Other Names
  • Nathan Drew Richey
  • Nathan Richey
  • Drew Richey
  • Drew Richey

View on SEC IAPD

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