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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-07-31 |
| TX | RA | APPROVED | 2024-07-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jjb Hilliard Wl Lyons Llc | Louisville | KY | 09/2013 | 07/2024 |
| Robert W. Baird & Co. Incorporated | Bowling Green | KY | 10/2019 | 07/2024 |
| Stifel, Nicolaus & Company, Incorporated | Bowling Green | KY | 07/2024 | Present |
1. Victory Hill Church; 9593 Veterans Memorial Hwy Scottsville KY 42164; Religious Organization; Leadership Board; Review and Approve Business Dealing and Budget of the Church; 01/01/2019; 5.00hrs/month; Not during securities trading hours; Not Investment-Related 2. Author of a Book - "Finding Your Financial Advisor"; 385 OJ Edmonds Rd Alvaton KY 42122; This is a book I wrote with an old business partner. The income has been less than $1,000. It is available for sale on amazon; Author; I wrote this book and it is available for purchase online; 07/01/2022; 0 hrs/day; Not during securities trading hours; Investment-Related 3. DJA Holdings, LLC; 5369 Amber Creek Ln. Bowling Green, KY 42101; This is a holding company where myself and my Stifel business partners, Joshua Marson and Andrew Boyles, make private investment; Owner/ Partner; Helping find and fund new private investments; 06/26/2026; 5hrs/mth; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-16 |
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