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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-01-31 |
| TX | RA | APPROVED_RES | 2020-03-26 |
| IN | RA | APPROVED | 2012-04-09 |
Branch Locations
800 East 96Th Street Suite 400, Indianapolis, IN 46240 • United States
233 South Wacker Drive Suite 8600, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Indianapolis | IN | 09/2015 | Present |
*645634 - Etsy storefront; Investment Related - No; Oak Park, Illinois; Art/Culture; Other (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 06/2025; During Business Hours: 0; After Business Hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-12 |
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