Samuel Lee Thompson

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 06/2017
  Voya Financial Advisors
  Austin, TX
• 08/2017 → 04/2021
  Ameriprise Financial Services, Inc
  Inver Grove Heights, MN
• 05/2021 → 12/2023
  Lpl Financial, Llc
  Plymouth, MN
• 05/2021 → Present
  Wealth Enhancement Group
  Milwaukee, WI
• 05/2021 → Present
  Wealth Enhancement Advisory Services
  Milwaukee, WI

Previous Registrations

• 2017-09-19 → 2021-05-03
  Ameriprise Financial Services, Llc
  Inver Grove Heights, MN
  Minnetonka, MN

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-09-25
• S63 Uniform Securities Agent State Law Examination
  2006-10-13

Designations

• Certified Financial Planner

Other Names

• Sam Thompson