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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Fresno | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fresno | CA | 11/2016 | Present |
ASTONISHING AQUARIUMS; NOT INV. RELATED; CLOVIS, CA; OWNER; WHOLESALE PURCHASE OF ORNAMENTAL FISH; START DATE 11/20/2015; 4 HRS PER MONTH; 0 HRS DURING TRADING. ROCCO FINANCIAL GROUP; INV RELATED;FRESNO,CA; WEALTH MANAGEMENT;100% OWNERSHIP; START DATE: 10/12/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-17 |
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