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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
TX RA APPROVED_RES 2019-03-22
  • NY RA
    APPROVED
    Since 2021-08-03
  • TX RA
    APPROVED_RES
    Since 2019-03-22

Branch Locations

400 Broadhollow Rd Ste 4-F, Farmingdale, NY 11735 • United States

Brightwaters, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Farmingdale NY 09/2006 Present
Primerica Financial Services Farmingdale NY 04/2006 Present
  • 09/2006 → Present
    Farmingdale, NY
  • 04/2006 → Present
    Primerica Financial Services
    Farmingdale, NY
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Adilen Enterprises Inc, Investment Related, Brightwaters, NY 11718, Primerica Business Purposes, Owner, 09/2023 To Present, 173 Hours Per Month (0 Hours Per Month During Securities Trading Hours), Legal Entity Formed Solely For Primerica Business Purposes.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-01-12
  • S63 Uniform Securities Agent State Law Examination
    2007-01-12
Other Names
  • Nelida Cortes

View on SEC IAPD

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