Lucille M Shaw

Current Employers

Finances For Life, Llc

5857 Owens Avenue Suite 300, Carlsbad, CA 92008 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-09-04

CA RA
APPROVED

Since 2025-09-04

Branch Locations

5857 Owens Avenue Suite 300, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Finances For Life, Llc	Carlsbad	CA	04/2013	Present

04/2013 → Present

Finances For Life, Llc

Carlsbad, CA

Previous Registrations

2003-10-10 → 2013-04-25

National Planning Corporation

Carlsbad, CA
2002-06-19 → 2008-04-10

Life Planning Advisors, Llc.

San Diego, CA

Other Businesses

FFL INSURANCE AGENCY, LLC. NON-INVESTMENT-RELATED, 5857 Owens Avenue, Suite 300, CARLSBAD, CA 92008, LIFE, HEALTH, LONG-TERM CARE AND DI INS SALES, PRESIDENT, 01/2010, APPROX. 20 HRS/MO, ZERO TRADING HRS/MO, INSURANCE BROKER/AGENT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-05-10
S63	Uniform Securities Agent State Law Examination	2000-02-25

S66 Uniform Combined State Law Examination

2002-05-10
S63 Uniform Securities Agent State Law Examination

2000-02-25

View on SEC IAPD

Current Employers

Finances For Life, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews