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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2012-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Cullman | AL | 10/2006 | Present |
| Huntsville Cardiovascular Clinic | Huntsville | AL | 05/2003 | Present |
| Transamerica Financial Advisors, Llc | Cullman | AL | 01/2012 | Present |
| Wealthwave | Cullman | AL | 01/2016 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). HUNTSVILLE CARDIOVASCULAR CLINIC/no/Huntsville, AL/05/2003-NUCLEAR MEDICINE TECHNOLOGIST/PERFORM CARDIC STRESS TEST ON PATIENTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-26 |
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