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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2019-10-28
NH RA APPROVED 2018-08-15
TX RA APPROVED 2017-08-02
PA RA APPROVED 2017-08-01
  • MD RA
    APPROVED
    Since 2019-10-28
  • NH RA
    APPROVED
    Since 2018-08-15
  • TX RA
    APPROVED
    Since 2017-08-02
  • PA RA
    APPROVED
    Since 2017-08-01

Branch Locations

One Ppg Place Suite 2200, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Pittsburgh PA 05/2016 10/2021
Janney Montgomery Scott Llc Pittsburgh PA 10/2021 Present
Other Businesses

St Margaret's Foundation, Pittsburgh, PA. The Foundation helps patients of St. Margaret's hospital with essential needs not covered by insurance. Chairman of the BOD. (05/2018). Not compensated, not investment related, 8 hours/month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-01
S63 Uniform Securities Agent State Law Examination 2017-05-02
  • S65 Uniform Investment Adviser Law Examination
    2017-08-01
  • S63 Uniform Securities Agent State Law Examination
    2017-05-02
Other Names
  • Seth William Silverman
  • Seth William Silverman

View on SEC IAPD

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