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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2019-10-28 |
| NH | RA | APPROVED | 2018-08-15 |
| TX | RA | APPROVED | 2017-08-02 |
| PA | RA | APPROVED | 2017-08-01 |
Branch Locations
One Ppg Place Suite 2200, Pittsburgh, PA 15222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Pittsburgh | PA | 05/2016 | 10/2021 |
| Janney Montgomery Scott Llc | Pittsburgh | PA | 10/2021 | Present |
St Margaret's Foundation, Pittsburgh, PA. The Foundation helps patients of St. Margaret's hospital with essential needs not covered by insurance. Chairman of the BOD. (05/2018). Not compensated, not investment related, 8 hours/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-02 |
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