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Pegler Jane Swift

Compass Investments LLC

Pittsburgh, PA

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Current Employers
Compass Investments Llc

2681 Sidney Street Suite 150, Pittsburgh, PA 15203 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2026-01-30
  • OR RA
    APPROVED
    Since 2026-01-30

Branch Locations

2681 Sidney Street Suite 150, Pittsburgh, PA 15203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keith Dragoo Corvallis OR 12/2006 Present
Northwestern Mutual Investment Services, Llc Corvallis OR 04/2007 Present
  • 12/2006 → Present
    Keith Dragoo
    Corvallis, OR
  • 04/2007 → Present
    Northwestern Mutual Investment Services, Llc
    Corvallis, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-07
  • S66 Uniform Combined State Law Examination
    2007-05-07
Designations

View on SEC IAPD

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