Best Investors Account Sign in
Claim This Profile
Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-07
  • TX RA
    APPROVED
    Since 2018-11-07

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

209 W. College Street, Mesquite, TX 75149 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Texas Power Clean Services Llc Wylie TX 04/2010 Present
Gwn Securities, Inc. Palm Beach Gardens FL 08/2018 Present
  • 04/2010 → Present
    Texas Power Clean Services Llc
    Wylie, TX
  • 08/2018 → Present
    Palm Beach Gardens, FL
Other Businesses

1-- INTIRETY WEALTH MANAGEMENT POSITION: Financial Representative. NATURE: DBA/Financial Services/Insurance. COMPENSATION TYPE: Commission. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2024 ADDRESS: 209 W. College Street Mesquite, TX 75149 United States. DESCRIPTION: DBA; Life Insurance sales to customers; and Financial Services. 2-- Texas Power Clean Services LLC Is the business investment-related: No Address: 412 Snead Dr, Wylie, TX 75098 Nature of business: commercial cleaning/pressure washing. Your position: Back office operator Title: Partner (90% owner) Start date: 04/2010 Approximate number of hours/month you devote to the other business: 80hrs Number of hours you devote to the other business during securities trading hours: 40hrs Briefly describe your duties relating to the other business: back-office operator.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-24
S63 Uniform Securities Agent State Law Examination 2006-12-06
  • S66 Uniform Combined State Law Examination
    2018-10-24
  • S63 Uniform Securities Agent State Law Examination
    2006-12-06

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Palm Beach Gardens, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor