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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-11-07 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
209 W. College Street, Mesquite, TX 75149 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Texas Power Clean Services Llc | Wylie | TX | 04/2010 | Present |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 08/2018 | Present |
1-- INTIRETY WEALTH MANAGEMENT POSITION: Financial Representative. NATURE: DBA/Financial Services/Insurance. COMPENSATION TYPE: Commission. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2024 ADDRESS: 209 W. College Street Mesquite, TX 75149 United States. DESCRIPTION: DBA; Life Insurance sales to customers; and Financial Services. 2-- Texas Power Clean Services LLC Is the business investment-related: No Address: 412 Snead Dr, Wylie, TX 75098 Nature of business: commercial cleaning/pressure washing. Your position: Back office operator Title: Partner (90% owner) Start date: 04/2010 Approximate number of hours/month you devote to the other business: 80hrs Number of hours you devote to the other business during securities trading hours: 40hrs Briefly describe your duties relating to the other business: back-office operator.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-06 |
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