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Michael Joseph Minevich

LPl Financial LLC

Suffern, NY

CRD 5220060

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-03
NY RA APPROVED 2021-08-03
  • TX RA
    APPROVED_RES
    Since 2023-01-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

Suffern, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Suffern NY 05/2008 Present
  • 05/2008 → Present
    Lpl Financial
    Suffern, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-10-09
  • S63 Uniform Securities Agent State Law Examination
    2006-10-09

View on SEC IAPD

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