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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

Kingwood, TX • United States

1384 Stonehollow Dr. Suite 1, Kingwood, TX 77339 • United States

Avantax Planning Partners, Inc.

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-08
  • TX RA
    APPROVED
    Since 2023-02-08

Branch Locations

1384 Stonehollow Dr. Suite 1, Kingwood, TX 77339 • United States

Kingwood, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Invesment Services, Inc. Kingwood TX 01/2016 09/2025
John W. Rood, Cpa Kingwood TX 01/2016 11/2022
Genworth Financial - Renewals Kingwood TX 11/2004 Present
Avantax Planning Partners, Inc. Kingwood TX 01/2023 Present
Avantax Advisory Services Kingwood TX 02/2024 09/2025
Cetera Wealth Services, Llc Kingwood TX 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/2016 → 09/2025
    Avantax Invesment Services, Inc.
    Kingwood, TX
  • 01/2016 → 11/2022
    John W. Rood, Cpa
    Kingwood, TX
  • 11/2004 → Present
    Genworth Financial - Renewals
    Kingwood, TX
  • 01/2023 → Present
    Kingwood, TX
  • 02/2024 → 09/2025
    Avantax Advisory Services
    Kingwood, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Kingwood, TX
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2024-02-08 → 2025-09-05
    Avantax Advisory Services
    Kingwood, TX
    Dallas, TX
    Kingwood, TX
  • 2008-05-06 → 2011-11-16
    Next Financial Group, Inc.
    Houston, TX
    Edmond, OK
Other Businesses

1) Genworth Financial - Renewals~20919 Meadow Belle Ct~Kingwood~TX~77346~Insurance Agent~Other~11/1/2004~0hrs~0hrs~None. 2) JOHN W. ROOD CPA AND ASSOCIATES POSITION: Administrative NATURE: Incidental assistance to John Rood or other tax and bookkeeping personnel in the office. No specific job duties, but I assist with questions related to taxes for the investment clients. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/02/2016; 1384 Stonehollow Dr., Suite 1, Kingwood TX 77339; Incidental assistance to John Rood or other tax and bookkeeping personnel in the office. No specific job duties, but I assist with questions related to taxes for the investment clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-04
S63 Uniform Securities Agent State Law Examination 2016-03-07
  • S66 Uniform Combined State Law Examination
    2018-05-04
  • S63 Uniform Securities Agent State Law Examination
    2016-03-07
Designations
Other Names
  • Jennifer Ashley Cowan

View on SEC IAPD

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