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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
1384 Stonehollow Dr. Suite 1, Kingwood, TX 77339 • United States
210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-08 |
Branch Locations
1384 Stonehollow Dr. Suite 1, Kingwood, TX 77339 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Invesment Services, Inc. | Kingwood | TX | 01/2016 | 09/2025 |
| John W. Rood, Cpa | Kingwood | TX | 01/2016 | 11/2022 |
| Genworth Financial - Renewals | Kingwood | TX | 11/2004 | Present |
| Avantax Planning Partners, Inc. | Kingwood | TX | 01/2023 | Present |
| Avantax Advisory Services | Kingwood | TX | 02/2024 | 09/2025 |
| Cetera Wealth Services, Llc | Kingwood | TX | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Genworth Financial - Renewals~20919 Meadow Belle Ct~Kingwood~TX~77346~Insurance Agent~Other~11/1/2004~0hrs~0hrs~None. 2) JOHN W. ROOD CPA AND ASSOCIATES POSITION: Administrative NATURE: Incidental assistance to John Rood or other tax and bookkeeping personnel in the office. No specific job duties, but I assist with questions related to taxes for the investment clients. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/02/2016; 1384 Stonehollow Dr., Suite 1, Kingwood TX 77339; Incidental assistance to John Rood or other tax and bookkeeping personnel in the office. No specific job duties, but I assist with questions related to taxes for the investment clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-07 |
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