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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-06-15
  • PA RA
    APPROVED
    Since 2017-06-15

Branch Locations

2801 Memorial Blvd Bldg.1 Suite 2A, Connellsville, PA 15425 • United States

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc. Connelsville PA 09/2014 Present
Stonex Advisors Inc. Connelsville PA 06/2017 Present
  • 09/2014 → Present
    Stonex Securities Inc.
    Connelsville, PA
  • 06/2017 → Present
    Connelsville, PA
Previous Registrations
Other Businesses

1)Ameritas Life Insurance Co. John Dilworth Financial Services 2801 Memorial Blvd Suite 2A Connellsville, PA 15425 Date Started: 1/3/2017 Position: Agent YES-Investment Related Nature: Life Insurance Duties: Sell Life Insurance Approximately 2 hours per month during market hours spent on OBA. 2)Dilworth Financial Services-DBA Investments and Insurance Investment related Owner 01/01/2017 100 hrs spent per month and 100 hrs spent during market hrs

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-25
S66 Uniform Combined State Law Examination 2007-01-12
  • S65 Uniform Investment Adviser Law Examination
    2017-07-25
  • S66 Uniform Combined State Law Examination
    2007-01-12
Other Names
  • Eric Michael Lukey

View on SEC IAPD

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