Erik Patrick Daniels

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2016-10-21

WI RA
APPROVED

Since 2016-10-21

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Investment Services, Llc	Milwaukee	WI	09/2016	Present
Northwestern Mutual Life Insurance Company	Milwaukee	WI	09/2016	Present

09/2016 → Present

Northwestern Mutual Investment Services, Llc

Milwaukee, WI
09/2016 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI

Previous Registrations

2010-08-30 → 2016-07-29

Northwestern Mutual Investment Services, Llc

Wauwatosa, WI

Milwaukee, WI
2008-06-02 → 2010-04-01

U.S. Bancorp Investments, Inc.

New Berlin, WI

Franklin, WI

Muskego, WI

Greendale, WI

New Berlin, WI

Other Businesses

50% OWNER, BD MANAGEMENT LLC, 12510 NEW HAVEN CT., NEW BERLIN, , WISCONSIN, 53151, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 10/10/2012, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 0-5, REHABILITATION, MAINTENANCE OF PROPERTY, RENTAL COLLECTIONS. INVESTMENT RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-09-11

S66 Uniform Combined State Law Examination

2007-09-11

View on SEC IAPD