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Michelle Marie Gudorf

Ubs Financial Services Inc.

Miamisburg, OH

Tipp City, OH

CRD 5219047

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2014-12-10
  • OH RA
    APPROVED
    Since 2014-12-10

Branch Locations

3601 Rigby Road Suite 500, Miamisburg, OH 45342 • United States

Tipp City, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Dayton OH 12/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-18
S63 Uniform Securities Agent State Law Examination 2008-07-29
  • S66 Uniform Combined State Law Examination
    2015-05-18
  • S63 Uniform Securities Agent State Law Examination
    2008-07-29
Other Names
  • Michelle Marie Mcdufford

View on SEC IAPD

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