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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-05-05
NC RA APPROVED 2006-11-23
  • TX RA
    APPROVED_RES
    Since 2011-05-05
  • NC RA
    APPROVED
    Since 2006-11-23

Branch Locations

6000 Fairview Rd, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 09/2006 Present
Bank Of America, N.A. Charlotte NC 05/2011 Present
Other Businesses

I*132832For profit or not for profit: For-Profit OrganizationName of outside business organization: Atlanta Property Fund, LLCInvestment related: YAddress of business:Atlanta, Georgia 30342Nature of business: LLC,Position, title, association: Limited Partner, Start date of relationship: 7/27/2020Number of hours devoted: 1 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: This is an investment fund. Ash Ventures LLC formed this LLC to allow other investors into their deals like me. I am only an investor and have no other responsibilities I*132450For profit or not for profit: For-Profit OrganizationName of outside business organization: Walby LLCInvestment related: YAddress of business:Atlanta, Georgia 30342Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 7/27/2020Number of hours devoted: 1 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: Investment LLC I*1312268For profit or not for profit: Name of outside business organization: DVG Events, LLCInvestment related: NAddress of business: OBA, OBA, OBANature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Wife's event planning business I*405239, Entity Type: , Name of OBA: Jewish Federation of Greater Charlotte, Address: Charlotte, North Carolina, 28226, Investment Related: N, Position, Title, Association: Committee member, Employee Start Date: 03/02/2026, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: Committee member to raise money, Fundraising arm of Jewish Community

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-22
  • S66 Uniform Combined State Law Examination
    2006-11-22
Other Names
  • David Mark Van Glish

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