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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-05-05 |
| NC | RA | APPROVED | 2006-11-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 09/2006 | Present |
| Bank Of America, N.A. | Charlotte | NC | 05/2011 | Present |
I*132832For profit or not for profit: For-Profit OrganizationName of outside business organization: Atlanta Property Fund, LLCInvestment related: YAddress of business:Atlanta, Georgia 30342Nature of business: LLC,Position, title, association: Limited Partner, Start date of relationship: 7/27/2020Number of hours devoted: 1 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: This is an investment fund. Ash Ventures LLC formed this LLC to allow other investors into their deals like me. I am only an investor and have no other responsibilities I*132450For profit or not for profit: For-Profit OrganizationName of outside business organization: Walby LLCInvestment related: YAddress of business:Atlanta, Georgia 30342Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 7/27/2020Number of hours devoted: 1 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: Investment LLC I*1312268For profit or not for profit: Name of outside business organization: DVG Events, LLCInvestment related: NAddress of business: OBA, OBA, OBANature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Wife's event planning business I*405239, Entity Type: , Name of OBA: Jewish Federation of Greater Charlotte, Address: Charlotte, North Carolina, 28226, Investment Related: N, Position, Title, Association: Committee member, Employee Start Date: 03/02/2026, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: Committee member to raise money, Fundraising arm of Jewish Community
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-22 |
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