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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-09-02
  • TX RA
    APPROVED_RES
    Since 2015-09-02

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Alexandria, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Cold Spring KY 07/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-12
S63 Uniform Securities Agent State Law Examination 2006-11-22
  • S66 Uniform Combined State Law Examination
    2011-08-12
  • S63 Uniform Securities Agent State Law Examination
    2006-11-22
Other Names
  • Michael Combs

View on SEC IAPD

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