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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-05 |
| TX | RA | APPROVED | 2026-06-05 |
Branch Locations
Valley Stream, NY • United States
155 East 44Th St 12Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Brooklyn | NY | 02/2013 | 08/2020 |
| Massmutual Life Insurance Company | New York | NY | 06/2026 | Present |
| Mml Investors Services, Llc | New York | NY | 06/2026 | Present |
| Jp Morgan Chase Bank, N.A. | Brooklyn | NY | 01/2018 | 08/2020 |
| Wells Fargo Clearing Services, Llc | Carle Place | NY | 07/2020 | 11/2023 |
| Equitable Advisors, Llc | New York | NY | 11/2023 | 06/2026 |
(1)NAME: RAHEEL HUSSAIN INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: RENTAL INCOME POSITION: OWNER START DATE: 12/16/2022 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: COLLECTION OF RENT. (2)NAME: RAHELL HUSSAIN INV REL: Y ADDR: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 6/5/2026 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY, LONG-TERM CARE, HEALTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-11 |
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