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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-05
TX RA APPROVED 2026-06-05
  • NY RA
    APPROVED
    Since 2026-06-05
  • TX RA
    APPROVED
    Since 2026-06-05

Branch Locations

Valley Stream, NY • United States

155 East 44Th St 12Th Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Brooklyn NY 02/2013 08/2020
Massmutual Life Insurance Company New York NY 06/2026 Present
Mml Investors Services, Llc New York NY 06/2026 Present
Jp Morgan Chase Bank, N.A. Brooklyn NY 01/2018 08/2020
Wells Fargo Clearing Services, Llc Carle Place NY 07/2020 11/2023
Equitable Advisors, Llc New York NY 11/2023 06/2026
Previous Registrations
Other Businesses

(1)NAME: RAHEEL HUSSAIN INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: RENTAL INCOME POSITION: OWNER START DATE: 12/16/2022 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: COLLECTION OF RENT. (2)NAME: RAHELL HUSSAIN INV REL: Y ADDR: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 6/5/2026 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY, LONG-TERM CARE, HEALTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-08
S63 Uniform Securities Agent State Law Examination 2006-10-11
  • S66 Uniform Combined State Law Examination
    2012-03-08
  • S63 Uniform Securities Agent State Law Examination
    2006-10-11
Designations
  • Certified Financial Planner

View on SEC IAPD

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