Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-13 |
| CT | RA | APPROVED | 2018-08-30 |
Branch Locations
545 Long Wharf Dr Ste 501, New Haven, CT 06511 • United States
95 Glastonbury Blvd Ste 216, Glastonbury, CT 06033-4456 • United States
Trumbull, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| David Lerner Associates, Inc. | Westport | CT | 08/2015 | 08/2018 |
| Ameriprise Financial Services Inc | Westport | CT | 08/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | New Haven | CT | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-21 |
Reach out to this advisor