John-Patrick B Heaton

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2022 → 11/2024
  Pruco Securities Llc
  San Jose, CA
• 04/2016 → 09/2019
  Pinn Technologies
  Redwood City, CA
• 09/2019 → 02/2022
  Okta
  San Francisco, CA
• 02/2022 → 03/2022
  Unemployed
  Novato, CA
• 08/2022 → Present
  The Prudential Insurance Company Of America
  San Jose, CA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Houston, TX

Previous Registrations

• 2022-08-04 → 2024-11-14
  Pruco Securities, Llc.
  San Jose, CA
  San Francisco, CA
  Austin, TX
  San Jose, CA
  Houston, TX
  Dripping Springs, TX
• 2012-03-05 → 2016-04-13
  Pruco Securities, Llc.
  Novato, CA
  Novato, CA
  San Jose, CA
• 2009-01-29 → 2011-06-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Diego, CA
  Chicago, IL

Other Businesses

1)10/09/2024- High Desert Spirits-Business Entity For Tax/Investment Purposes Only-passive investor-SAN FRANCISCO, CA- INV related- start date - 07/10/2024- 0 HRS/ MTHS - 0 HRS during trading 2)10/09/2024-Floodwater Tavern, LLC-Business Entity For Tax/Investment Purposes Only-Passive investor-SAN FRANCISCO, CA- INV related- start date- 07/09/2019- 0 HRS/ MTHS- 0 during trading 3)10/24/2024- Bridgewater Partners, Insurance and Financial Services, LLC-Business Entity For Tax/Investment Purposes Only-Insurance and Investments- SAN FRANCISCO, CA- INV related- start date-09/07/2022- 160 HRS/ MTH- 0 during trading

Exams

• S66 Uniform Combined State Law Examination
  2022-08-04

Other Names

• John-Patrick Burke Heaton
• John Patrick B Heaton
• Jp Heaton
• John-Patrick B Heaton
• Johnpatrick Heaton