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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-04-16
TX RA APPROVED_RES 2026-04-16
  • CO RA
    APPROVED
    Since 2026-04-16
  • TX RA
    APPROVED_RES
    Since 2026-04-16

Branch Locations

90 S Cascade Ave Suite 700 [Satellite], Colorado Springs, CO 80903 • United States

595 Humboldt St Ste 200, Reno, NV 89509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Colorado Springs CO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Colorado Springs CO 11/2016 04/2026
Wells Fargo Advisors Financial Network, Llc Colorado Springs CO 04/2026 Present
Previous Registrations
Other Businesses

PEP LLC ; INV RELATED; MONUMENT,CO; FINET PRACTICE;100% OWNERSHIP; START DATE: 04/17/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-22
  • S66 Uniform Combined State Law Examination
    2006-11-22

View on SEC IAPD

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