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Christine T Cao

Edward Jones

Citrus Heights, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-15
CA RA APPROVED 2020-09-04
  • TX RA
    APPROVED
    Since 2021-01-15
  • CA RA
    APPROVED
    Since 2020-09-04

Branch Locations

7777 Greenback Lane Suite 211, Citrus Heights, CA 95610-6909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Sacramento CA 07/2019 11/2019
Family Haircut Lincoln CA 11/2014 07/2019
Edward Jones St Louis MO 05/2020 Present
Unemployed Citrus Heights CA 11/2019 05/2020
  • 07/2019 → 11/2019
    Merrill Lynch
    Sacramento, CA
  • 11/2014 → 07/2019
    Family Haircut
    Lincoln, CA
  • 05/2020 → Present
    Edward Jones
    St Louis, MO
  • 11/2019 → 05/2020
    Unemployed
    Citrus Heights, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-03
  • S66 Uniform Combined State Law Examination
    2020-09-03
Other Names
  • Christine Thu Cao
  • Christine Cao

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · CITRUS HEIGHTS, CA
WELLS FARGO CLEARING SERVICES, LLC · CITRUS HEIGHTS, CA
LPL FINANCIAL LLC · CITRUS HEIGHTS, CA
U.S. BANCORP ADVISORS, LLC · Citrus Heights, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CITRUS HEIGHTS, CA
CETERA INVESTMENT ADVISERS LLC · CITRUS HEIGHTS, CA
LPL FINANCIAL LLC · CITRUS HEIGHTS, CA
THRIVENT INVESTMENT MANAGEMENT INC. · Citrus Heights, CA

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