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Citizens Securities, Inc. CRD 39550
$12.9B regulatory AUM 60,545 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-04-06 |
| ME | RA | APPROVED | 2023-01-04 |
| RI | RA | APPROVED | 2022-11-17 |
| NY | RA | APPROVED | 2021-04-08 |
| FL | RA | APPROVED | 2021-01-05 |
| VT | RA | APPROVED | 2020-01-02 |
Branch Locations
1 Citizens Bank Way, Johnston, RI 02919 • United States
39 Nathan Ellis Highway, Mashpee, MA 02649 • United States
50 Davis Straits Street, Falmouth, MA 02540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services,Inc. | Quincy | MA | 04/2007 | 11/2016 |
| Gwn Securities, Inc | Palm Beach Gardens | FL | 11/2016 | 09/2019 |
| Citizens Securities, Inc. | Falmouth | MA | 09/2019 | Present |
Executor POA for wife Kelly Dowden and aunt Joan Mackenzie -01/01/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-21 |
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