Sandor Mihaly Takacs

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 11/2016
  Wells Fargo Advisors, Llc
  Conroe, TX
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Conroe, TX

Previous Registrations

• 2015-01-28 → 2015-12-21
  Capital One Advisors, Llc
  Seattle, WA
• 2012-12-20 → 2015-01-28
  Capital One Financial Advisors Llc
  Melville, NY
• 2011-01-21 → 2012-12-10
  Edward Jones
  Houston, TX
• 2011-01-03 → 2011-01-26
  Wells Fargo Clearing Services, Llc
  Conroe, TX
  Huffman, TX
  Humble, TX
  The Woodlands, TX
  Willis, TX
  Conroe, TX
  New Caney, TX
  Houston, TX
  Spring, TX
• 2008-11-04 → 2011-01-03
  Wells Fargo Investments, Llc
  Huffman, TX
  The Woodlands, TX
  New Caney, TX
  Humble, TX
  Conroe, TX
  Conroe, TX
  Willis, TX
  Houston, TX
  Spring, TX
  Houston, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-11-03
• S63 Uniform Securities Agent State Law Examination
  2006-10-17

Other Names

• Shawn Takacs