Timothy Patrick Farley

Employer firm

Summit Financial, LLC CRD 299322

$22.5B regulatory AUM 59 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 12/2018
  Summit Equities, Inc.
  Parsippany, NJ
• 03/2016 → 09/2018
  Summit Financial Resources, Inc.
  Parsippany, NJ
• 09/2018 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 12/2018 → Present
  Summit Financial, Llc
  Parsippany, NJ

Previous Registrations

• 2016-03-31 → 2018-12-27
  Summit Equities, Inc.
  Parsippany, NJ
  Hoboken, NJ
  Hopatcong, NJ
  Parsippany, NJ
• 2016-04-05 → 2018-09-20
  Summit Financial Resources Inc
  Parsippany, NJ

Other Businesses

(1) SUMMIT FINANCIAL. INVESTMENT RELATED. LOCATED 217 WILLOW AVENUE, HOBOKEN, NJ 07030. RIA. TITLE IS OFFICE MANAGER/IAR. STARTED 02/2000. APPROXIMATELY 160 HRS/MO DEVOTED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-03-29
• S63 Uniform Securities Agent State Law Examination
  2014-11-24

Other Names

• Timothy P Farley