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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-08 |
| VA | RA | APPROVED | 2024-06-04 |
| PA | RA | APPROVED | 2013-05-16 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
2845 Eastern Blvd, York, PA 17402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | York | PA | 05/2013 | Present |
| Private Advisor Group, Llc | York | PA | 05/2013 | Present |
1. 05/14/2013 - Non-Variable Insurance - INV REL - agent-offers Annuities, LTC, Life Insurance - 5% TIME SPENT 2. 05/15/2013 - Private Advisor Group - INV REL - Registered Investment Advisor - 100% TIME PSENT - (HYBRID) Provide financial planning and asset management for a fee 3. 03/23/2016 * Tri Hill Financial Advisors * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) * I provide the following advisory services through this DBA. Financial Planning services, portfolio management for individuals and or small businesses, selection of other advisors (including private fund managers), educational seminars/workshops, act as solicitor for another registered investment advisor. Only LPL financial registered associates have an interest in this name/entity. This DBA name is not used for a registered insurance agency. This DBA name is also used as a DBA name for Private Advisor Group LLC, a registered investment advisor. * START 05/14/2013 * 64 HRS/MO; 51 HRS/MO DURING SECS TRDG HRS. 4. 5/1/2018 - Private Advisor Group - DBA: (Hybrid) Tri-HIll Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 03/01/2013 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 5/1/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 08/16/2022- TREE HILL FINANCIAL, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only-Start Date- 06/30/2022 - 5 Hours Per Month/ 5 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-29 |
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