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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-08
VA RA APPROVED 2024-06-04
PA RA APPROVED 2013-05-16
  • TX RA
    APPROVED_RES
    Since 2025-11-08
  • VA RA
    APPROVED
    Since 2024-06-04
  • PA RA
    APPROVED
    Since 2013-05-16

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

2845 Eastern Blvd, York, PA 17402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc York PA 05/2013 Present
Private Advisor Group, Llc York PA 05/2013 Present
Previous Registrations
  • 2009-03-10 → 2013-05-13
    Red Lion, PA
    Jacobus, PA
    New Freedom, PA
    Brogue, PA
    Codorus, PA
    York, PA
    York, PA
    York, PA
    Hunt Valley, MD
    Glen Rock, PA
    York, PA
    Hanover, PA
    York, PA
    York, PA
    Stewartstown, PA
    Hanover, PA
    Bel Air, MD
    Westminster, MD
    York, PA
    Williamsport, PA
    York, PA
  • 2007-04-13 → 2009-02-17
    York, PA
Other Businesses

1. 05/14/2013 - Non-Variable Insurance - INV REL - agent-offers Annuities, LTC, Life Insurance - 5% TIME SPENT 2. 05/15/2013 - Private Advisor Group - INV REL - Registered Investment Advisor - 100% TIME PSENT - (HYBRID) Provide financial planning and asset management for a fee 3. 03/23/2016 * Tri Hill Financial Advisors * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) * I provide the following advisory services through this DBA. Financial Planning services, portfolio management for individuals and or small businesses, selection of other advisors (including private fund managers), educational seminars/workshops, act as solicitor for another registered investment advisor. Only LPL financial registered associates have an interest in this name/entity. This DBA name is not used for a registered insurance agency. This DBA name is also used as a DBA name for Private Advisor Group LLC, a registered investment advisor. * START 05/14/2013 * 64 HRS/MO; 51 HRS/MO DURING SECS TRDG HRS. 4. 5/1/2018 - Private Advisor Group - DBA: (Hybrid) Tri-HIll Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 03/01/2013 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 5/1/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 08/16/2022- TREE HILL FINANCIAL, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only-Start Date- 06/30/2022 - 5 Hours Per Month/ 5 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-29
  • S66 Uniform Combined State Law Examination
    2007-01-29

View on SEC IAPD

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